-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mk5nhRhlgNKTkQmDHqM4DE+KcVsKWMVuklxhoupQNsb9A++omdqoc5UEvKWn7sB8 N5vavSz0XOQLUvX2ctrkBw== 0001193125-11-032563.txt : 20110211 0001193125-11-032563.hdr.sgml : 20110211 20110211144744 ACCESSION NUMBER: 0001193125-11-032563 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110211 DATE AS OF CHANGE: 20110211 GROUP MEMBERS: DRE PARTNERS, L.P. GROUP MEMBERS: F CUBED PARTNERS, L.P. GROUP MEMBERS: WHITEBOX COMBINED FUND, L.P. GROUP MEMBERS: WHITEBOX COMBINED FUND, LTD. GROUP MEMBERS: WHITEBOX CONCENTRATED CONVERTIBLE ARBITRAGE ADVISORS, LLC GROUP MEMBERS: WHITEBOX CONCENTRATED CONVERTIBLE ARBITRAGE FUND, L.P. GROUP MEMBERS: WHITEBOX CONCENTRATED CONVERTIBLE ARBITRAGE FUND, LTD. GROUP MEMBERS: WHITEBOX CONCENTRATED CONVERTIBLE ARBITRAGE PARTNERS, L.P. GROUP MEMBERS: WHITEBOX CREDIT ARBITRAGE ADVISORS, LLC GROUP MEMBERS: WHITEBOX CREDIT ARBITRAGE FUND, L.P. GROUP MEMBERS: WHITEBOX CREDIT ARBITRAGE FUND, LTD. GROUP MEMBERS: WHITEBOX CREDIT ARBITRAGE PARTNERS, L.P. GROUP MEMBERS: WHITEBOX HEDGED HIGH YIELD FUND, L.P. GROUP MEMBERS: WHITEBOX HEDGED HIGH YIELD FUND, LTD. GROUP MEMBERS: WHITEBOX MULTI-STRATEGY ADVISORS, LLC GROUP MEMBERS: WHITEBOX MULTI-STRATEGY FUND, L.P. GROUP MEMBERS: WHITEBOX MULTI-STRATEGY FUND, LTD. GROUP MEMBERS: WHITEBOX MULTI-STRATEGY PARTNERS, L.P. GROUP MEMBERS: WHITEBOX SMALL CAP LONG SHORT EQUITY ADVISORS, LLC GROUP MEMBERS: WHITEBOX SMALL CAP LONG SHORT EQUITY FUND LP GROUP MEMBERS: WHITEBOX SMALL CAP LONG SHORT EQUITY FUND LTD. GROUP MEMBERS: WHITEBOX SMALL CAP LONG SHORT EQUITY PARTNERS LP GROUP MEMBERS: WHITEBOX SPECIAL OPPORTUNITIES ADVISORS, LLC GROUP MEMBERS: WHITEBOX SPECIAL OPPORTUNITIES FUND LP, SERIES B GROUP MEMBERS: WHITEBOX SPECIAL OPPORTUNITIES FUND SERIES B PARTNERS, L.P. GROUP MEMBERS: WHITEBOX SPECIAL OPPORTUNITIES FUND SPC, LTD GROUP MEMBERS: WHITEBOX SPECIAL OPPORTUNITIES FUND SPC, LTD-SEG.PORTFOLIO B GROUP MEMBERS: WHITEBOX SPECIAL OPPORTUNITIES FUND, LP FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WHITEBOX ADVISORS LLC CENTRAL INDEX KEY: 0001257391 IRS NUMBER: 411957584 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 3033 EXCELSIOR BLVD. CITY: MINNEAPOLIS STATE: MN ZIP: 55416 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: China Housing & Land Development, Inc. CENTRAL INDEX KEY: 0001303330 STANDARD INDUSTRIAL CLASSIFICATION: GEN BUILDING CONTRACTORS - RESIDENTIAL BUILDINGS [1520] IRS NUMBER: 201334845 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-81759 FILM NUMBER: 11598212 BUSINESS ADDRESS: STREET 1: 6 YOUYI DONG LU, HAN YUAN 4 LOU CITY: XI'AN, SHAANXI PROVINCE STATE: F4 ZIP: 710054 BUSINESS PHONE: 86-029-82582632 MAIL ADDRESS: STREET 1: 6 YOUYI DONG LU, HAN YUAN 4 LOU CITY: XI'AN, SHAANXI PROVINCE STATE: F4 ZIP: 710054 FORMER COMPANY: FORMER CONFORMED NAME: Pacific Northwest Productions Inc. DATE OF NAME CHANGE: 20040915 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 1 Schedule 13G Amendment No. 1

 

 

OMB APPROVAL   

OMB Number:

    3235-0145   

Expires:

       

Estimated average burden

 

hours per response

    10.4   

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 1 )*

 

 

 

China Housing and Land Development Incorporated

(Name of Issuer)

 

 

 

Common Stock

(Title of Class of Securities)

 

16939V103

(CUSIP Number)

 

December 31, 2010

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x Rule 13d-1(b)

¨ Rule 13d-1(c)

¨ Rule 13d-1(d)

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

 

 


CUSIP No. 16939V103   13G  

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Whitebox Advisors, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    3,369,773 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    3,369,773 (See item 4)

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    3,368,773 (See item 4)

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    9.99% (See item 4)

12

 

TYPE OF REPORTING PERSON*

 

    IA

 

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

Page 2 of 33


CUSIP No. 16939V103   13G  

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Whitebox Multi-Strategy Advisors, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    1,627,080 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    1,627,080 (See item 4)

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    1,627,080 (See item 4)

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    4.82% (See item 4)

12

 

TYPE OF REPORTING PERSON*

 

    IA

 

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

Page 3 of 33


CUSIP No. 16939V103   13G  

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Whitebox Multi-Strategy Partners, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    British Virgin Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    1,178,691 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    1,178,691 (See item 4)

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    1,178,691 (See item 4)

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    3.49% (See item 4)

12

 

TYPE OF REPORTING PERSON*

 

    PN

 

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

Page 4 of 33


CUSIP No. 16939V103   13G  

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Whitebox Multi-Strategy Fund, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    1,178,691 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    1,178,691 (See item 4)

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    1,178,691 (See item 4)

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    3.49% (See item 4)

12

 

TYPE OF REPORTING PERSON*

 

    PN

 

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

Page 5 of 33


CUSIP No. 16939V103   13G  

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Whitebox Multi-Strategy Fund, Ltd.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    British Virgin Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    1,178,691 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    1,178,691 (See item 4)

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    1,178,691 (See item 4)

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    3.49% (See item 4)

12

 

TYPE OF REPORTING PERSON*

 

    PN

 

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

Page 6 of 33


CUSIP No. 16939V103   13G  

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

F Cubed Partners, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    British Virgin Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    448,389 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    448,389 (See item 4)

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    448,389 (See item 4)

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    1.33% (See item 4)

12

 

TYPE OF REPORTING PERSON*

 

    PN

 

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

Page 7 of 33


CUSIP No. 16939V103   13G  

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Whitebox Combined Fund, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    448,389 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    448,389 (See item 4)

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    448,389 (See item 4)

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    1.33% (See item 4)

12

 

TYPE OF REPORTING PERSON*

 

    PN

 

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

Page 8 of 33


CUSIP No. 16939V103   13G  

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Whitebox Combined Fund, Ltd.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    British Virgin Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    448,389 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    448,389 (See item 4)

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    448,389 (See item 4)

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    1.33% (See item 4)

12

 

TYPE OF REPORTING PERSON*

 

    PN

 

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

Page 9 of 33


CUSIP No. 16939V103   13G  

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Whitebox Concentrated Convertible Arbitrage Advisors, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    251,063 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    251,063 (See item 4)

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    251,063 (See item 4)

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    0.74% (See item 4)

12

 

TYPE OF REPORTING PERSON*

 

    IA

 

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

Page 10 of 33


CUSIP No. 16939V103   13G  

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Whitebox Concentrated Convertible Arbitrage Partners, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    British Virgin Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    251,063 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    251,063 (See item 4)

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    251,063 (See item 4)

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    0.74% (See item 4)

12

 

TYPE OF REPORTING PERSON*

 

    PN

 

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

Page 11 of 33


CUSIP No. 16939V103   13G  

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Whitebox Concentrated Convertible Arbitrage Fund, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    251,063 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    251,063 (See item 4)

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    251,063 (See item 4)

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    0.74 % (See item 4)

12

 

TYPE OF REPORTING PERSON*

 

    PN

 

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

Page 12 of 33


CUSIP No. 16939V103   13G  

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Whitebox Concentrated Convertible Arbitrage Fund, Ltd.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    British Virgin Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    251,063 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    251,063 (See item 4)

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    251,063 (See item 4)

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    0.74% (See item 4)

12

 

TYPE OF REPORTING PERSON*

 

    PN

 

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

Page 13 of 33


CUSIP No. 16939V103   13G  

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Whitebox Credit Arbitrage Advisors, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    988,273 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    988,273 (See item 4)

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    988,273 (See item 4)

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    2.93% (See item 4)

12

 

TYPE OF REPORTING PERSON*

 

    IA

 

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

Page 14 of 33


CUSIP No. 16939V103   13G  

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Whitebox Credit Arbitrage Partners, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    British Virgin Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    309,324 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    309,324 (See item 4)

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    309,324 (See item 4)

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    0.92% (See item 4)

12

 

TYPE OF REPORTING PERSON*

 

    PN

 

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

Page 15 of 33


CUSIP No. 16939V103   13G  

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Whitebox Credit Arbitrage Fund, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    309,324 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    309,324 (See item 4)

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    309,324 (See item 4)

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    0.92% (See item 4)

12

 

TYPE OF REPORTING PERSON*

 

    PN

 

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

Page 16 of 33


CUSIP No. 16939V103   13G  

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Whitebox Credit Arbitrage Fund, Ltd.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    British Virgin Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    309,324 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    309,324 (See item 4)

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    309,324 (See item 4)

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    0.92% (See item 4)

12

 

TYPE OF REPORTING PERSON*

 

    PN

 

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

Page 17 of 33


CUSIP No. 16939V103   13G  

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

DRE Partners, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    British Virgin Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    678,949 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    678,949 (See item 4)

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    678,949 (See item 4)

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    2.01% (See item 4)

12

 

TYPE OF REPORTING PERSON*

 

    PN

 

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

Page 18 of 33


CUSIP No. 16939V103   13G  

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Whitebox Hedged High Yield Fund, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    678,949 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    678,949 (See item 4)

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    678,949 (See item 4)

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    2.01% (See item 4)

12

 

TYPE OF REPORTING PERSON*

 

    PN

 

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

Page 19 of 33


CUSIP No. 16939V103   13G  

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Whitebox Hedged High Yield Fund, Ltd.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    British Virgin Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    678,949 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    678,949 (See item 4)

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    678,949 (See item 4)

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    2.01% (See item 4)

12

 

TYPE OF REPORTING PERSON*

 

    PN

 

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

Page 20 of 33


CUSIP No. 16939V103   13G  

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Whitebox Small Cap Long Short Equity Advisors, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    202,762 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    202,762 (See item 4)

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    202,762 (See item 4)

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    0.60% (See item 4)

12

 

TYPE OF REPORTING PERSON*

 

    IA

 

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

Page 21 of 33


CUSIP No. 16939V103   13G  

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Whitebox Small Cap Long Short Equity Partners LP

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    British Virgin Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    202,762 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    202,762 (See item 4)

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    202,762 (See item 4)

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    0.60% (See item 4)

12

 

TYPE OF REPORTING PERSON*

 

    PN

 

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

Page 22 of 33


CUSIP No. 16939V103   13G  

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Whitebox Small Cap Long Short Equity Fund LP

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    202,462 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    202,462 (See item 4)

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    202,462 (See item 4)

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    0.60% (See item 4)

12

 

TYPE OF REPORTING PERSON*

 

    PN

 

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

Page 23 of 33


CUSIP No. 16939V103   13G  

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Whitebox Small Cap Long Short Equity Fund Ltd.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    British Virgin Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    202,762 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    202,762 (See item 4)

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    202,762 (See item 4)

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    0.60% (See item 4)

12

 

TYPE OF REPORTING PERSON*

 

    PN

 

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

Page 24 of 33


CUSIP No. 16939V103   13G  

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Whitebox Special Opportunities Advisors, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    153,991 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    153,991 (See item 4)

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    153,991 (See item 4)

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    0.46% (See item 4)

12

 

TYPE OF REPORTING PERSON*

 

    IA

 

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

Page 25 of 33


CUSIP No. 16939V103   13G  

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Whitebox Special Opportunities Fund Series B Partners, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    British Virgin Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    153,991 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    153,991 (See item 4)

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    153,991 (See item 4)

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    0.46% (See item 4)

12

 

TYPE OF REPORTING PERSON*

 

    IA

 

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

Page 26 of 33


CUSIP No. 16939V103   13G  

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Whitebox Special Opportunities Fund, LP

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    153,991 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    153,991 (See item 4)

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    153,991 (See item 4)

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    0.46% (See item 4)

12

 

TYPE OF REPORTING PERSON*

 

    PN

 

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

Page 27 of 33


CUSIP No. 16939V103   13G  

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Whitebox Special Opportunities Fund SPC, Ltd

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    British Virgin Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    153,991 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    153,991 (See item 4)

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    153,991 (See item 4)

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    0.46 % (See item 4)

12

 

TYPE OF REPORTING PERSON*

 

    PN

 

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

Page 28 of 33


CUSIP No. 16939V103   13G  

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Whitebox Special Opportunities Fund LP, Series B

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    153,991 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    153,991 (See item 4)

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    153,991 (See item 4)

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    0.46% (See item 4)

12

 

TYPE OF REPORTING PERSON*

 

    PN

 

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

Page 29 of 33


CUSIP No. 16939V103   13G  

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Whitebox Special Opportunities Fund SPC, Ltd – Segregated Portfolio B

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    British Virgin Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    153,991 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    153,991 (See item 4)

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    153,991 (See item 4)

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    0.46 % (See item 4)

12

 

TYPE OF REPORTING PERSON*

 

    PN

 

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

Page 30 of 33


CUSIP No. 16939V103   13G  

 

Item 1.  

(a)

   Name of Issuer      
     China Housing and Land Development Incorporated      
 

(b)

   Address of Issuer’s Principal Executive Offices      
    

6 Youyi Dong Lu Han Yuan 4 Road

Xian Shaanxi Province, 710054 China

     
Item 2.  

(a)

   Name of Person Filing      
     This statement is filed by:      
     (i)    Whitebox Advisors, LLC, a Delaware limited liability company (“WA”);      
     (ii)    Whitebox Multi-Strategy Advisors, LLC, a Delaware limited liability company (“WMSA”);      
     (iii)    Whitebox Multi-Strategy Partners, L.P., a British Virgin Islands limited partnership (“WMSP”);      
     (iv)    Whitebox Multi-Strategy Fund, L.P., a Delaware limited partnership (“WMSFLP”);      
     (v)    Whitebox Multi-Strategy Fund, Ltd., a British Virgin Islands international business company (“WMSFLTD”);      
     (vi)    F-Cubed Partners, L.P., a British Virgin Islands limited partnership (“FCP”);      
     (vii)    Whitebox Combined Fund, L.P., a Delaware limited partnership (“WCFLP”);      
     (viii)    Whitebox Combined Fund, Ltd., a British Virgin Islands international business company (“WCFLTD”);      
     (ix)    Whitebox Concentrated Convertible Arbitrage Advisors, LLC, a Delaware limited liability company (“WCCAA”);      
     (x)    Whitebox Concentrated Convertible Arbitrage Partners, L.P., a British Virgin Islands limited partnership (“WCCAP”);      
     (xi)    Whitebox Concentrated Convertible Arbitrage Fund , L.P., a Delaware limited partnership (“WCCAFLP”);      
     (xii)    Whitebox Concentrated Convertible Arbitrage Fund, Ltd., a British Virgin Islands international business company (“WCCAFLTD”);      
     (xiii)    Whitebox Credit Arbitrage Advisors, LLC, a Delaware limited liability company (“WCRAA”);      
     (xiv)    Whitebox Credit Arbitrage Partners, L.P., a British Virgin Islands limited partnership (“WCRAP”);      
     (xv)    Whitebox Credit Arbitrage Fund , L.P., a Delaware limited partnership (“WCRAFLP”);      
     (xvi)    Whitebox Credit Arbitrage Fund, Ltd., a British Virgin Islands international business company (“WCRAFLTD”);      
     (xvii)    DRE Partners, L.P., a British Virgin Islands limited partnership (“DP”);      
     (xviii)    Whitebox Hedged High Yield Fund, L.P., a Delaware limited partnership (“WHHYFLP”);      
     (xix)    Whitebox Hedged High Yield Fund, Ltd., a British Virgin Islands international business company (“WHHYFLTD”);      
     (xx)    Whitebox Small Cap Long Short Equity Advisors, LLC, a Delaware limited liability company (“WSCLSEA”);      
     (xxi)    Whitebox Small Cap Long Short Equity Partners, L.P., a British Virgin Islands limited partnership (“WSCLSEP”);      
     (xxii)    Whitebox Small Cap Long Short Equity Fund, L.P., a Delaware limited partnership (“WSCLSEFLP”);      
     (xxiii)    Whitebox Small Cap Long Short Equity Fund, Ltd., a British Virgin Islands international business company (“WSCLSEFLTD”);      
     (xxiv)    Whitebox Special Opportunities Advisors, LLC, a Delaware limited liability company (“WSOPA”);      
     (xxv)    Whitebox Special Opportunities Fund, Series B Partners, LP, a British Virgin Islands limited partnership (“WSOPBP”);      
     (xxvi)    Whitebox Special Opportunities Fund, L.P., a Delaware Series limited partnership (“WSOPFLP”);      
     (xxvii)    Whitebox Special Opportunities Fund SPC, Ltd., a British Virgin Islands Segregated Portfolio Company (“WSOPFLTD”);      
     (xxviii)    Whitebox Special Opportunities Fund, L.P, Series B, a Delaware Series limited partnership (“WSOPFLPB”);      
     (xxix)    Whitebox Special Opportunities Fund SPC, Ltd. – Segregated Portfolio B, a British Virgin Islands Segregated Portfolio Company (“WSOPFLTDB”).      
     (xxx)    IAM Mini-Fund 14 Limited, a Cayman Islands Corporation (“IAM”);      
 

(b)

   Address of Principal Business Office or, if none, Residence      
     The address of the business office of WA, WMSA, WMSFLP, WCFLP, WCCAA, WCCAFLP, WCRAA, WCRAFLP, WHHYFLP, WSCLSEA, WSCLSEFLP, WSOPA, WSOPFLP, and WSOPFLPB is:      
    

3033 Excelsior Boulevard

Suite 300

Minneapolis, MN 55416

     
     The address of the business office of WMSP, WMSFLTD, FCP, WCFLTD, WCCAP, WCCAFLTD, WCRAP, WCRAFLTD, DP, WHHYFLTD, WSCLSEP, WSCLSEFLTD, WSOPBP, WSOPFLTD, and WSOPFLTDB is:      
    

Trident Chambers, P.O. Box 146

Waterfront Drive, Wickhams Cay

Road Town, Tortola, British Virgin Islands

     
     The address of the business office of IAM is:      
    

IAM Mini-Fund 14 Limited

Boundary Hall, Cricket Square

George Town, Grand Cayman, KY1-1102 Cayman Islands

     
 

(c)

   Citizenship      
     WA, WMSA, WMSFLP, WCFLP, WCCAA, WCCAFLP, WCRAA, WCRAFLP, WHHYFLP, WSCLSEA, WSCLSEFLP, WSOPA, WSOPFLP, and WSOPFLPB are organized under the laws of the State of Delaware; WMSP, WMSFLTD, FCP, WCFLTD, WCCAP, WCCAFLTD, WCRAP, WCRAFLTD, DP, WHHYFLTD, WSCLSEP, WSCLSEFLTD, WSOPBP, WSOPFLTD, and WSOPFLTDB are organized under the laws of the British Virgin Islands; IAM is organized under the laws of the Cayman Islands.      
 

(d)

   Title of Class of Securities      
     Common Stock      
 

(e)

   CUSIP Number      
     16939V103      
Item 3.   If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:   
  (a)    ¨    Broker or dealer registered under section 15 of the Act.
  (b)    ¨    Bank as defined in section 3(a)(6) of the Act.
  (c)    ¨    Insurance company as defined in section 3(a)(19) of the Act.
  (d)    ¨    Investment company registered under section 8 of the Investment Company Act of 1940.
  (e)    x    An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E).
  (f)    ¨    An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F).
  (g)    ¨    A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G).
  (h)    ¨    A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.
  (i)    ¨    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940.
  (j)    ¨    Group, in accordance with § 240.13d-1(b)(1)(ii)(J).

 

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SEC 1745 (2-02)

Page 31 of 33


CUSIP No. 16939V103   13G  

 

Item 4.    Ownership      
   (a)    Amount Beneficially Owned      
      WA, acting as an investment adviser to its client, is deemed to be the beneficial owner of 3,369,773 shares of Common Stock of the Company.      
      WMSA, is deemed to beneficially own 1,627,080 Shares of Common Stock of the company.      
      WMSP is deemed to beneficially own 1,178,691 shares of Common Stock as a result of its ownership of Convertible Bonds, Warrants, and Common Stock of the company      
      WMSFLP is deemed to beneficially own 1,178,691 shares of Common Stock as a result of its indirect ownership of Convertible Bonds, Warrants, and Common Stock of the company      
      WMSFLTD is deemed to beneficially own 1,178,691 shares of Common Stock as a result of its indirect ownership of Convertible Bonds, Warrants, and Common Stock of the company      
      FCP is deemed to beneficially own 448,389 shares of Common Stock as a result of its ownership of Common Stock of the company      
      WCFLP is deemed to beneficially own 448,389 shares of Common Stock as a result of its indirect ownership of Common Stock of the company      
      WCFLTD is deemed to beneficially own 448,389 shares of Common Stock as a result of its indirect ownership of Common Stock of the company      
      WCCAA, is deemed to beneficially own 251,063 Shares of Common Stock of the company.      
      WCCAP is deemed to beneficially own 251,063 shares of Common Stock as a result of its ownership of Convertible Bonds and Common Stock of the company      
      WCCAFLP is deemed to beneficially own 251,063 shares of Common Stock as a result of its indirect ownership of Convertible Bonds and Common Stock of the company      
      WCCAFLTD is deemed to beneficially 251,063 shares of Common Stock as a result of its indirect ownership of Convertible Bonds and Common Stock of the company      
      WCRAA is deemed to beneficially own 988,273 Shares of Common Stock of the company.      
      WCRAP is deemed to beneficially own 309,324 shares of Common Stock as a result of its ownership of Convertible Bonds and Common Stock of the company      
      WCRAFLP is deemed to beneficially own 309,324 shares of Common Stock as a result of its indirect ownership of Convertible Bonds and Common Stock of the company      
      WCRAFLTD is deemed to beneficially own 309,324 shares of Common Stock as a result of its indirect ownership of Convertible Bonds and Common Stock of the company      
      DP is deemed to beneficially own 678,949 shares of Common Stock as a result of its ownership of Common Stock of the company      
      WHHYFLP is deemed to beneficially own 678,949 shares of Common Stock as a result of its indirect ownership of Common Stock of the company      
      WHHYFLTD is deemed to beneficially own 678,949 shares of Common Stock as a result of its indirect ownership of Common Stock of the company      
      WSCLSEA is deemed to beneficially own 202,762 shares of Common Stock of the company.      
      WSCLSEP is deemed to beneficially own 202,762 shares of Common Stock as a result of its ownership of Convertible Bonds, Warrants, and Common Stock of the company      
      WSCLSEFLP is deemed to beneficially own 202,762 shares of Common Stock as a result of its indirect ownership of Convertible Bonds, Warrants, and Common Stock of the company      
      WSCLSEFLTD is deemed to beneficially own 202,762 shares of Common Stock as a result of its indirect ownership of Convertible Bonds, Warrants, and Common Stock of the company      
      WSOPA is deemed to beneficially own 153,991 Shares of Common Stock of the company.      
      WSOPAP is deemed to beneficially own 153,991 shares of Common Stock as a result of its ownership of Convertible Bonds and Common Stock of the company      
      WSOPFLP is deemed to beneficially own 153,991 shares of Common Stock as a result of its indirect ownership of Convertible Bonds and Common Stock of the company      
      WSOPFLTD is deemed to beneficially own 153,991 shares of Common Stock as a result of its indirect ownership of Convertible Bonds and Common Stock of the company      
      WSOPFLPB is deemed to beneficially own 153,991 shares of Common Stock as a result of its indirect ownership of Convertible Bonds and Common Stock of the company      
      WSOPFLTDB is deemed to beneficially own 153,991 shares of Common Stock as a result of its indirect ownership of Convertible Bonds and Common Stock of the company      
      IAM, is deemed to beneficially own 146,604 Shares of Common Stock as a result of its ownership of Convertible Bonds and Common Stock of the company      
      As a result of the relationship described in this statement, each of WA, WMSA, WMSFLP, WMSFLTD, WCFLP, WCFLTD WCCAA, WCCAFLP, WCCAFLTD, WCRAA, WCRAFLP, WCRAFLTD, WHHYFLP, WHHYFLTD, WSCLSEA, WSCLSEFLP, WSCLSEFLTD, WSOPA, WSOPFLP, WSOPFLPB, WSOPFLTD, and WSOPFLTDB may be deemed to possess indirect beneficial ownership of the shares of Common Stock beneficially owned by each of WMSP, FCP, WCCAP, WCRAP, DP, WSCLSEP, WSOPBP, and IAM.      
      WA, WMSA, WMSFLP, WMSFLTD, WCFLP, WCFLTD WCCAA, WCCAFLP, WCCAFLTD, WCRAA, WCRAFLP, WCRAFLTD, WHHYFLP, WHHYFLTD, WSCLSEA, WSCLSEFLP, WSCLSEFLTD, WSOPA, WSOPFLP, WSOPFLPB, WSOPFLTD, and WSOPFLTDB each disclaim indirect beneficial ownership of the shares of Common Stock except to the extent of their pecuniary interest in such shares.*      
      Based on the relationships described herein, these entities may be deemed to constitute a “group” within the meaning Of Rule 13d-5(b)(1) under the Securities Exchange Act of 1934. The filing of this statement shall not be construed as An admission that WA, WMSA, WMSP, WMSFLP, WMSFLTD, FCP, WCFLP, WCFLTD WCCAA, WCCAP, WCCAFLP, WCCAFLTD, WCRAA, WCRAP, WCRAFLP, WCRAFLTD, DP, HHYFLP, WHHYFLTD, WSCLSEA, WSCLSEP, WSCLSEFLP, WSCLSEFLTD, WSOPA, WSOPBP, WSOPFLP, WSOPFLPB, WSOPFLTD, WSOPFLTDB, and IAM are a group, Or have agreed to act as a group.*      
   (b)    Percent of Class      
      WA beneficially owns 9.99 % of the company’s Common Stock.*      
      WMSA is deemed to beneficially own 4.82 % of the company’s Common Stock      
      WMSP is deemed to beneficially own 3.49 % of the company’s Common Stock      
      WMSFLP is deemed to beneficially own 3.49 % of the company’s Common Stock      
      WMSFLTD is deemed to beneficially own 3.49 % of the company’s Common Stock      
      FCP is deemed to beneficially own 1.33 % of the company’s Common Stock      
      WCFLP is deemed to beneficially own 1.33 % of the company’s Common Stock      
      WCFLTD is deemed to beneficially own 1.33 % of the company’s Common Stock      
      WCCAA is deemed to beneficially own 0.74 % of the company’s Common Stock      
      WCCAP is deemed to beneficially own 0.74 % of the company’s Common Stock      
      WCCAFLP is deemed to beneficially own 0.74 % of the company’s Common Stock      
      WCCAFLTD is deemed to beneficially own 0.74 % of the company’s Common Stock      
      WCRAA is deemed to beneficially own 2.93 % of the company’s Common Stock      
      WCRAP is deemed to beneficially own 0.92 % of the company’s Common Stock      
      WCRAFLP is deemed to beneficially own 0.92 % of the company’s Common Stock      
      WCRAFLTD is deemed to beneficially own 0.92 % of the company’s Common Stock      
      DP is deemed to beneficially own 2.01 % of the company’s Common Stock      
      WHHYFLP is deemed to beneficially own 2.01 % of the company’s Common Stock      
      WHHYFLTD is deemed to beneficially own 2.01 % of the company’s Common Stock      
      WSCLSEA is deemed to beneficially own 0.60 % of the company’s Common Stock      
      WSCLSEP is deemed to beneficially own 0.60 % of the company’s Common Stock      
      WSCLSEFLP is deemed to beneficially own 0.60% of the company’s Common Stock      
      WSCLSEFLTD is deemed to beneficially own 0.60 % of the company’s Common Stock      
      WSOPA is deemed to beneficially own 0.46 % of the company’s Common Stock      
      WSOPBP is deemed to beneficially own 0.46 % of the company’s Common Stock      
      WSOPFLP is deemed to beneficially own 0.46 % of the company’s Common Stock      
      WSOPFLTD is deemed to beneficially own 0.46 % of the company’s Common Stock      
      WSOPFLPB is deemed to beneficially own 0.46 % of the company’s Common Stock      
      WSOPFLTDB is deemed to beneficially own 0.46 % of the company’s Common Stock      
      IAM beneficially owns 0.43 % of the company’s Common Stock.*      
      The percentage of Common Stock reportedly owned by each entity herein is based on 32,685,000 shares of outstanding Common Stock of the Company, which is the total number of shares issued and outstanding On November 11th, 2010.      
   (c)    Number of shares as to which such person has:      
      (i)    Sole power to vote or to direct the vote      
         0      
      (ii)    Shared power to vote or to direct the vote      
         WA has shared voting power with respect to 3,369,773 shares of the Issuer’s Common Stock.      
         WMSA, WMSP, WMSFLP, WMSFLTD, FCP, WCFLP, and WCFLTD have shared voting power with respect to 1,627,080 Shares of the Company’s Common Stock.      
         WCCAA, WCCAP, WCCAFLP, and WCCAFLTD have shared voting power with respect to 251,063 Shares of the Company’s Common Stock.      
         WCRAA, WCRAP, WCRAFLP, WCRAFLTD, DP, WHHYFLP, and WHHYFLTD have shared voting power with respect to 988,273 Shares of the Company’s Common Stock.      
         WSCLSEA, WISCLSEP, WSCLSEFLP, and WSCLSEFLTD have shared voting power with respect to 202,762 Shares of the Company’s Common Stock.      
         WSOPA, WSOPBP, WSOPFL, WSOPFLTD, WSOPFLPB, and WSOPFLTDB have shared voting power with respect to 153,991 Shares of the Company’s Common Stock.      
      (iii)    Sole power to dispose or to direct the disposition of      
         0      
      (iv)    Shared power to dispose or to direct the disposition of      
         WA has shared voting power with respect to 3,369,773 shares of the Issuer’s Common Stock.      
         WMSA, WMSP, WMSFLP, WMSFLTD, FCP, WCFLP, and WCFLTD have shared voting power with respect to 1,627,080 Shares of the Company’s Common Stock.      
         WCCAA, WCCAP, WCCAFLP, and WCCAFLTD have shared voting power with respect to 251,063 Shares of the Company’s Common Stock.      
         WCRAA, WCRAP, WCRAFLP, WCRAFLTD, DP, WHHYFLP, and WHHYFLTD have shared voting power with respect to 988,273 Shares of the Company’s Common Stock.      
         WSCLSEA, WISCLSEP, WSCLSEFLP, and WSCLSEFLTD have shared voting power with respect to 202,762 Shares of the Company’s Common Stock.      
         WSOPA, WSOPBP, WSOPFL, WSOPFLTD, WSOPFLPB, and WSOPFLTDB have shared voting power with respect to 153,991 Shares of the Company’s Common Stock.      
Instruction. For computations regarding securities which represent a right to acquire an underlying security see §240.13d3(d)(1).      
Item 5.    Ownership of Five Percent or Less of a Class   
   If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  ¨*.   
Instruction. Dissolution of a group requires a response to this item.   
Item 6.    Ownership of More than Five Percent on Behalf of Another Person.      
   Not Applicable.   
Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
   Not Applicable   
Item 8.    Identification and Classification of Members of the Group      
   See Item 2   
Item 9.    Notice of Dissolution of Group      
   Not Applicable   
Item 10.    Certification      
   By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.   

 

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SEC 1745 (2-02)

Page 32 of 33


CUSIP No. 16939V103   13G  

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

02/11/11

Date

/s/ Jonathan D. Wood

Signature

Jonathan D. Wood as Chief Financial Officer of Whitebox Advisors, LLC.

Name/Title

The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative’s authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.

NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7 for other parties for whom copies are to be sent.

Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)

fb.us.1260302.03

 

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SEC 1745 (2-02)

Page 33 of 33

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